Sinai Urban Health Institute (SUHI) Snapshot

Community Program: 
Location: 
Chicago, IL
Type: 
Not-for-Profit Health Care System
Service Area: 
Westside of Chicago, IL
Population Served: 
Families of up to 350 underserved, minority children (ages 2-14) with poorly controlled asthma
Key Players: 
Chicago Asthma Consortium (CAC), Community Advisory Board (CAB), Health & Disability Advocates (HDA), Metropolitan Tenants Organization (MTO) and Sinai Community Institute
Results: 
Data from three interventions run between 2000-2008 showed significant reductions in emergency department (ED) visits and hospitalizations against baselines, such as reductions of at least 48% against baseline for ED visits and 50% against baseline for hospitalizations in every year for which there is data since the asthma initiative’s inception.

Since 2000, SUHI and Sinai Children's Hospital (SCH) have worked to reduce the burden of asthma in underserved, minority Chicago communities, where up to one in four children suffer from asthma. In 2008, with funding from the Centers for Disease Control and Prevention (CDC), SUHI and SCH initiated Healthy Home, Healthy Child: The Westside Children's Asthma Partnership (HHHC), a comprehensive, community-based program that centers on an intensive, home visit program led by community health workers (CHWs) to address asthma medically, socially and environmentally.

Building The System: 

Let Data Guide the Program Planning, Design and Implementation

SUHI and SCH targeted their work in the Westside area, because they had strong data indicating the community's considerable need for improved asthma care. In 2003, SUHI worked with community organizations in Chicago to design and conduct the largest door-to-door health survey in the city's history. Findings indicated high rates of poorly controlled asthma in North Lawndale, a neighborhood in the heart of Chicago's Westside where Sinai Health System also is located. The survey revealed that 23% of children in the area had a diagnosis or symptoms of asthma; 80% of children with an asthma diagnosis were not receiving appropriate medications; and nearly half were exposed to tobacco smoke on a daily basis. In addition, the pediatric asthma hospitalization rate in North Lawndale from 2004 to 2006 was 150% higher than the rate in the rest of Chicago.  The data influenced the design of asthma interventions, particularly the selection of the CHW-led home visit model. This model brings culturally sensitive care to the community to ensure a strong connection to the health care system and provide interventions in the environments where children spend the majority of their time. 

 

Start Small to Get Big

Beginning in 2000, SCH and SUHI began partnering on a pediatric asthma initiative to reduce the impact of asthma through case management and one-on-one asthma education delivered in a clinic and by telephone. The next stage of program development focused on reducing asthma-related morbidity and improving quality of life (QoL) by utilizing CHWs delivery of case-specific asthma education through home visits. The third iteration of the program incorporated SUHI/SCH's successful CHW-led home-visit model into a larger, statewide initiative led by the Illinois Department of Public Health to improve pediatric asthma outcomes.

 

SUHI's and SCH's research conducted on the three prior initiatives yielded significant reductions in asthma-related health care utilization. This culminated in the development of the most comprehensive initiative to date: the HHHC. The HHHC exclusively focuses on children with poorly controlled asthma living in poor communities on the Westside. The program's objective is to significantly impact asthma-related measures of morbidity, urgent health care utilization and QoL by decreasing asthma triggers in the home environment, improving asthma care knowledge among primary caregivers and improving caregivers' confidence in their ability to manage asthma. To achieve these goals, CHWs provide asthma education during six home visits over the course of a year. Visits focus on providing tailored education to caregivers and children on medical management and addressing the disproportionate presence of asthma triggers in the home. Having CHWs visit participants' homes means that families do not have to arrange for transportation as visits can be scheduled to accommodate families. The CHWs can serve as advocates and liaisons between the families and the broad network of partners that SCH and SUHI have assembled to support the HHHC. The CHWs also record case information in a shared database for partners to access and initiate extensive telephone and email communication to discuss cases, asthma management education, home environmental exposures and controls, needed social support and assistance families need to navigate the health care system.

 

Conduct Needs-Based Planning: Seek Input from the Community

CAB helps to ensures that HHHC receives vital insight into its community. The CAB guides the asthma outreach and home intervention process and helps the program reach as many children as possible by educating the community about the program and how to access it. CAB members include parents and caregivers of children with asthma, leaders of community-based organizations, representatives from faith-based groups, business owners and other stakeholders. The CAB engages the community, guides the program's design and helps to foster sustained asthma care improvements.

Key Driver: 

STRONG COMMUNITY TIES--ENGAGE YOUR COMMUNITY 'WHERE IT LIVES'

The HHHC is carried out by CHWs, who have been recruited from the local community and have a personal connection to asthma. After their training, CHWs make home visits to provide comprehensive asthma education, trigger assessment and reduction and referrals for social and legal support. CHWs also serve as liaisons to the medical system, encouraging visits with primary care providers (PCPs), providing referrals for those without a PCP and working with PCPs to develop asthma action plans. The HHHC program reaches beyond enrolled families through community-wide education, such as presentations to clinics, residents, nurses and other health care professionals and asthma basics workshops for schools, day care centers, parent groups and others.

Getting Results - Evaluating The System: 

Use Evaluation Data to Demonstrate the Business Case

QoL improvements and reduced morbidity are the ultimate goals of the HHHC program, but program leaders also hope to demonstrate a tangible return on investment (ROI). Data on time spent by CHWs and partner organizations currently is being collected as are related health care utilization data for participants, so that SCH and SUHI can calculate the ROI from the HHHC. Rigorous cost-benefit analyses conducted on the preceding initiatives showed impressive results. The partnership's first asthma initiative generated $13.29 savings for every dollar spent and the second initiative generated $5.58 savings for every dollar spent. SCH and SUHI leaders share the cost-savings data internally and externally to inform the public and their partners of the program's successes.

Key Driver: 

TAILORED ENVIRONMENTAL INTERVENTIONS--EDUCATE CARE TEAMS TO DELIVER ENVIRONMENTAL TRIGGER ASSESSMENT AND MANAGEMENT

SUHI developed the Sinai Asthma Education Training Institute (SAETI) to train providers in the proper management of asthma in accordance with the National Guidelines for the Diagnosis and Management of Asthma (EPR-3). The SAETI trains CHWs, as well as nurses, respiratory therapists, medical residents and others. To date, SUHI has trained nearly 100 CHWs and other medical staff in Illinois. For the HHHC, CHWs receive additional training from the MTO on conducting environmental assessments and addressing triggers in the most effective yet practical manner. HHHC CHWs also receive training on problem solving and motivating clients to develop self-management skills. After formal training, new CHWs shadow experienced CHWs for approximately one month before beginning their one-on-one work with families.

Sustaining The System: 

Promote Institutional Change for Sustainability

CDC seeded the HHHC with $1.5 million, but the partnership has continually sought funding for sustainability from grants, foundations and the community. Everyone involved in the HHHC has discussed the imperative to sustain the program once start-up funding is exhausted. The CAB discusses how to sustain the program by making effective asthma self-management and environmental controls top priorities for all community-based leaders. HHCC leaders have continually discussed sustainability with the project staff. Also, key partners in program delivery, such as the MTO, HDA and CAC, have focused on ways to sustain their contributions to the program from within their organizations. These partners are well-established programs whose mission is to assist low-income families to create healthy homes and healthy lives, therefore, the HHHC program is a good fit for them. The partners' contributions to the HHHC are likely to be incorporated as line items in their long-term budgets, because HHHC offers an evidence-based solution for demonstrably achieving partner organizations' goals.

Key Driver: 

COMMITTED LEADERS AND CHAMPIONS-- CREATE PROGRAM CHAMPIONS

The HHHC project is fortunate to have a champion in the Chief Executive Officer of the Sinai Health System, Alan Channing. He supports the program's efforts, proclaiming its accolades within the hospital and the community. He has led efforts to integrate the program into the hospital's system by building relationships with the SCH, the ED and the Pharmacy Department. In the community, the program is championed by the CAB.

Neighborhood Health Plan of Massachusetts (NHP) Snapshot

Community Program: 
Location: 
Boston, MA
Type: 
Private, Not-for-Profit Medicaid Health Plan
Service Area: 
Massachusetts
Population Served: 
200,000 members; An estimated 10% of the NHP population utilize asthma-related services in a given year; 68% of NHP’s members are covered by Medicaid
Key Players: 
Boston Asthma Home Visit Collaborative, Boston Asthma Initiative (BAI), Greater Brockton Asthma Coalition, Massachusetts Asthma Advocacy Partnership
Results: 
Over ten years, the rate of annual ED visits and hospitalizations for the members with asthma declined from a high of 15.3% to 10.5% for ED visits and from a high of 3.5% to of 2.5% for hospitalizations; more than 90% of members receiving a controller medication received an inhaled corticosteroid, up from 78.4% in 1999; and 96% of members surveyed report that the ADMP has positively affected their quality of life.

NHP is a mission-driven plan founded to address the health care needs of underserved populations in Massachusetts. In 1999, NHP initiated an Asthma Disease Management Program (ADMP) to address a troubling trend in members' asthma-related emergency department (ED) visits and hospitalizations. The ADMP is designed to enhance patient self-management, improve the quality of clinical care and decrease asthma-related utilization through a range of interventions aimed at high risk patients and their providers. NHP manages the program using an asthma registry to identify at-risk patients, target interventions to the communities and individuals most at-risk, track program implementation, share actionable and timely data with providers and assess the ADMP's impact.

Building The System: 

Let the Data Guide Program Planning, Design and Implementation

Initially, NHP's ADMP focused on characterizing the asthma population in Massachusetts by developing a registry to house medical and pharmacy data that will help NHP assess clinics' effectiveness in controlling their members' asthma and allow NHP to identify potential areas for improvement. In response to its data collection efforts, the program has expanded and today, NHP delivers a tiered disease management approach. The interventions are based on risk stratification and include generalized educational mailings, personalized case management and telephonic outreach; intensive home visits; and close coordination between home visitors, asthma care managers and providers. Currently, NHP is expanding to its ADMP by helping 10 community health centers that serve some of the plan's most at-risk members with asthma to adopt routine spirometry by providing equipment, training staff to perform tests and teaching providers how to interpret results. This intervention will benefit NHP members with asthma and all health center clients in these underserved, diverse communities, who are often the last to benefit from advances in medical technology.

 

Ensure Mission-Program Alignment

NHP was one of the nation's first health plans created specifically to address the health care needs of the underserved. It grew from a few thousand members in the late 1980s to more than 200,000 members today. Asthma is the number one chronic disease among NHP's members, affecting over 10% of its members, and the prevalence of asthma is higher in Massachusetts than in most states. It is highest among minority populations, including African Americans and Hispanics and low-income residents. To help address the disproportionate impact of asthma on low-income and minority communities, who are frequently exposed to high levels of housing-based asthma triggers and often unable to address structural impediments to environmental trigger controls, NHP developed its EAHVP in 2005. The EAVHP targets pediatric and adult allergic asthma members who, despite using appropriate controller medications, are experiencing uncontrolled asthma due to significant environmental exposures. The EAHVP provides home assessments and materials to help control environmental triggers and connects members to counseling and institutional support, such as public housing management and tenants rights programs, to help reduce environmental exposures.

 

Build Evaluation in from the Start--Establish a Process to Collect the Data You Need

NHP's registry is a powerful tool to drive identification of patients with poor asthma control, target provider education to improve clinical care and ensure utilization of aspects of the ADMP to those members most in need. NHP runs quarterly reports from the registry to identify members who may benefit from the ADMP. ADMP also can identify members through screenings, in-patient or ED utilization, high recent use of rescue medications and direct referrals. NHP then uses the registry reports to improve clinical care by providing site-specific information on in-patient and pharmacy utilization over the previous 12 months.  Most sites also receive bi-weekly trigger reports, which identifies patients with current poor asthma control. NHP sends about 1,200 letters with individualized treatment recommendations to primary care providers each month based on their patients' presence on the trigger report. These members whose names appear on the trigger reports, receive educational mailings. The mailings include low-literacy information that defines good asthma control and describes the steps members can take to improve their asthma control, and a multi-lingual DVD providing video instruction on proper use of asthma delivery devices.

Key Driver: 

TAILORED ENVIRONMENTAL INTERVENTIONS--PROVIDE TAILORED EDUCATION AND COUNSELING DURING CLINICAL VISITS

NHP offers an Enhanced Asthma Home Visit Program (EAHVP) for patients who are using appropriate controller medication, but continue to show signs of poorly controlled asthma. The EAHVP offers multiple in-home visits by specially trained respiratory therapists, nurses or asthma educators to: assess asthma control and current treatment; provide education on triggers and appropriate medication use; conduct an environmental home assessment; suggest interventions and provide materials at no charge, such as impermeable mattresses, box springs, bed covers, pillow cases, a HEPA vacuum, a HEPA air purifier and, as needed, referrals to smoking cessation and housing remediation supports; and in consultation with the primary care provider, develop and review a written care plan to address patients' individual medical and environmental issues.

Getting Results - Evaluating The System: 

Evaluate Program Impact

NHP conducts an annual survey to measure the number of members with asthma who received educational materials and the number enrolled in more intensive care management activities. The survey also gauges members' satisfaction with educational materials and assess their quality of life (QoL) improvements. NHP augments these member-reported results with data on asthma-related hospitalization, ED visits and asthma medication use patterns to determine how outreach and interventions impact health care utilization. In the most recent results, all survey respondents reported that the education tools are helpful and 96% said that the ADMP had improved their QoL, which exceeded NHP's goal of 90%. The percentage of members with an asthma-related ED visit or hospitalization also have shown positive trends. During the past decade, both have declined by more than 30%.

 

NHP also uses its registry to track program indicators on a quarterly basis. Using a variety of measures captured in the registry and analyzing data trended over a three-year period, NHP follows site-specific and plan-wide asthma care indicators, including the percent of members receiving appropriate medications and the ratio of controller to reliever medication received in the past year. More than 90% of plan members with persistent asthma based on HEDIS criteria receive appropriate medication, a rate significantly higher than most Medicaid plans. NHP has seen an increase in the ratio of controller to reliever medication use over the 10 years of the ADMP (from 0.42 in 1999 to 0.71 in 2009).

Key Driver: 

HIGH-PERFORMING COLLABORATIONS--BUILD ON WHAT WORKS

NHP collaborates to address environmental and social factors that contribute to poor asthma control. Partners include: The Greater Brockton Asthma Coalition, a partnership of community, health and environmental providers, insurers, educators and parents whose focus is reducing the number of asthma-related hospital and ED visits; Massachusetts Asthma Advocacy Partnership, the only statewide asthma partnership that links community organizations to efforts to achieve statewide environmental changes; and Boston Asthma Home Visit Collaborative, which leads home visiting efforts, including environmental assessments and interventions.

Sustaining The System: 

Promote Institutional Change for Sustainability

NHP does not receive outside funding for its ADMP; the program is funded through NHP's medical management budget. The program's leaders believe that improved health outcomes do not necessarily need to yield a positive return on investment to be deemed successful, however, they should represent a cost-effective use of medical and administrative spending. Because NHP is committed to improve health outcomes while reducing health care disparities in its member population and in the communities it serves and because asthma is the leading chronic disease among NHP members, the plan's leaders believe the ADMP is a high-priority, proven intervention worth continued support. 

Key Driver: 

INTEGRATED HEALTH CARE SERVICES--FACILITATE COMMUNICATION ACROSS THE CARE TEAM

NHP holds integrated care management rounds each week where care managers, including asthma care managers, meet to discuss high-risk complex members and develop collaborative care plans. The asthma care managers help coordinate care provided at clinical sites and through the home visit program and direct educational outreach to targeted plan members with asthma.

Children's Hospital Boston Snapshot

Location: 
Boston, MA
Type: 
Hospital
Service Area: 
Boston – Jamaica Plain, Roxbury, Dorchester and other neighboring communities
Population Served: 
Predominantly inner-city, African American and Latino children and their families.
Key Players: 
Health Resources in Action, Asthma Regional Council and Boston Urban Asthma Coalition, Ensuring Stability through Action in the Community/Boston Asthma Initiative, Boston Public Health Commission, Massachusetts Asthma Action Partnership.
Results: 
Over a 4 year period, 441 children experienced an 81% reduction in hospital admissions; 65% reduction in emergency department (ED) visits; and 146% return on investment (ROI) to society due to lower hospital costs.

Children's Hospital Boston (Children's) launched the Community Asthma Initiative (CAI) in response to alarmingly high rates of asthma among children in particularly hard hit neighborhoods of Boston.  In partnership with key community organizations, CAI delivers case management, facilitates improved primary care, conducts home visits and environmental interventions and advocates for policy changes to help improve the health and quality of life for children with poorly controlled asthma.

Building The System: 

Ensure Mission-Program Alignment

CAI seeks to improve pediatric asthma outcomes for the most severely affected children in Boston. Asthma is the leading cause of hospitalization at Children's and the majority of Children's asthma patients come from Boston's poorest and most ethnically diverse neighborhoods. To ensure CAI reaches its target population, it enrolls children who have been hospitalized or admitted to the ED for asthma in a year-long case management program and gives priority enrollment to children who have had admissions or multiple ED visits.

 

Let the Data Guide the Program Planning, Design and Implementation

As soon as CAI began assessing patients who frequented Children's for emergency asthma care, it became obvious that social and environmental issues were significant contributors to asthma severity within the program's target population. The neighborhoods clients are drawn from have a high percentage of older rental housing, significant mold, dust and pest allergen issues and high rates of poverty, unemployment, language barriers and low health literacy. In response, CAI designed a program that matches high-need children and their families with culturally appropriate case management that strengthens the connection to a medical home, helps families obtain insurance and affordable medications and facilitates access to community-based asthma care resources, such as home visits and housing advocacy assistance.

Key Driver: 

INTEGRATED HEALTH CARE SERVICES--FACILITATE COMMUNICATION ACROSS THE CARE TEAM

CAI's case managers, both nurses and community health workers (CHWs) communicate with primary care providers (PCPs) after admission or ED visits, home visits and other interactions with enrolled children. They provide the PCPs with detailed assessments of the patients' asthma control and adherence to medications and findings of environmental home assessments and recommended actions to reduce trigger exposure. Home visitors have time to thoroughly assess patient needs and can judge and report back on the impact of the home environment and other social issues.

Getting Results - Evaluating The System: 

Evaluate Program Impact

CAI tracks health outcomes for enrolled children at six and twelve months post-baseline. The program captures data provided by the families on health care utilization, missed school and work days and days with limitation in physical activity. Between October 1, 2005 and September 30, 2009, CAI provided case management services to 441 children. Of the total number of families enrolled, 315, or 71%, received one or more home visits.

 

Families enrolled in the year-long case management program reported a significant reduction in ED visits (65%), hospitalizations (81%), limitation in physical activity (37%), missed school days (39%) and missed work days (49%). In addition, there was a 71% increase in the number of children with up-to-date asthma action plans.

 

CAI's data also provide demographic and other information for the population the program is reaching. Of the 441 families enrolled in the program, 48% are African American, 45% Hispanic and 8% are other ethnicities; the majority (70.5%) use state Medicaid and, of those, 67% had household incomes of considerably less than $25,000 per year.

Key Driver: 

TAILORED ENVIRONMENTAL INTERVENTIONS--MAKE ENVIRONMENTAL MANAGEMENT A REALITY AT HOME, WORK AND SCHOOL

CAI delivers home visits to assess the medical and environmental needs of families, provide asthma education and deliver environmental interventions. During home visits, families receive one-on-one education on reduction of triggers, medication usage and the importance of ongoing asthma control. After an environmental assessment, families receive supplies, such as HEPA vacuums, bedding encasements, storage bins and Integrated Pest Management materials to address asthma triggers. When pest infestations, mold or structural issues pose a problem, home visitors advocate with  landlords or housing authorities for improvements and  refer families to the Breathe Easy at Home program, an initiative of the Boston Inspectional Services Department, the Boston Public Health Commission, health care providers and advocates, to identify sanitary code violations that must be corrected in order to eliminate or reduce asthma triggers in the home environment.

Sustaining The System: 

Use Data to Demonstrate Your Program's Value

The CAI estimates its ROI by comparing hospital costs for asthma treatment for children in communities served by the CAI in the first two years of the program against costs for children from similarly affected communities that the CAI did not reach. The program has since expanded and now covers the comparison community. The program can estimate the costs of the clinical portion of the CAI because those costs are supported by Children's Hospital. Based on this data, the CAI calculates a ROI of 1.46.

 

The CAI is working with Children's Hospital's Office of Child Advocacy (OCA) to advocate for policy changes that would lead to reimbursement by private and public payers in Massachusetts for nurse case management and home visits for asthma. Such a change would allow Children's and other agencies throughout the city and state to deliver the CAI model to a wider population of children with asthma. Part of the argument that CAI and OCA present is the powerful cost benefit data that demonstrates considerable savings resulting from the intervention. The CAI leaders also tell a compelling quality story based on their health outcomes. Children's and other community partners have presented these findings to Medicaid and state legislators with some recent success.  The preliminary state budget for fiscal year 2011 includes a provision establishing a bundled payment pilot for pediatric asthma that would enable providers to deliver tailored asthma interventions.

 

Promote Institutional Change for Sustainability

Institutional change that supports asthma program sustainability can occur within an organization, across a community coalition and at the policy level. CAI pursues all three approaches. CAI's leaders have collaborated with the Asthma Regional Council (ARC) of New England on a range of initiatives to promote changes to health plan reimbursement policies to support expanded asthma care services. For example, CAI and ARC worked together to develop a business case for health plans on comprehensive asthma care that includes environmental interventions.  They also co-sponsored a policy forum for providers and plans, surveyed insurers to document current asthma benefits and gathered data to advocate for lower co-pays for asthma medications.

 

CAI is currently partnering with the Boston Public Health Commission, Boston Medical Center and other providers across the community in the Boston Asthma Home Visit Collaborative to develop a coordinated, sustainable, asthma home visit program for Boston. The effort seeks to achieve standardization of home visit protocols and link clinical providers to home service providers through a web-based referral and feedback system. It also will facilitate data sharing and evaluation; a city-wide asthma registry; demonstration of improved outcomes, such as reduced hospitalizations and ED visits and cost savings to strengthen the asthma business case; and negotiation as a single body with payers for insurance reimbursement.

Key Driver: 

HIGH-PERFORMING COLLABORATIONS--COLLABORATE TO BUILD CREDIBILITY, SOCIAL CAPITAL AND LOCAL INFRASTRUCTURE

The CAI is collaborating with a city-wide group of partners to develop a centralized system for collecting, managing and sharing data about asthma-related home visits. The partnership represents a large group of clinical asthma programs, local public health and housing agencies and others involved in home visit services. By bundling their efforts and data, the collaborative will demonstrate the significant health and cost impact of effective home visits for high-risk asthma patients. The partners plan to use the data to advocate for sustainable support from health plans for a city-wide home visit program.

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